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Regulatory Compliance Report 075

Report ID: 10075

Overview

Report ID
10075
Report Name
Regulatory Compliance Report 075
Business Purpose
Credit risk exception monitoring
Business Domain
Compliance
Org Unit
Compliance
Frequency
Quarterly
System Origin
Core Banking
Lifecycle Stage
Active

Ownership

Business Owner
Morgan Anderson
Technical Owner
Cameron Jones
Data Steward
Drew Moore
Validated By
Pending
Created By
BROWNM
Updated By
WILSONT

Delivery

Scheduler Location
Scheduled Jobs > Compliance > Quarterly Schedules > Job 075
Distribution Method
Folder
Output Format
JSON
Intended Recipient
Executive Management
Destination Location
\\server-1\Reports\Compliance\075
Delivery Access Control
POWERAUTOMATE_RPT75
Member Name List
Morgan Anderson, Cameron Jones, Drew Moore
Member SAM List
manderson, cjones, dmoore
Additional Email
[email protected]

Data and Logic

Key Datasets
User Access; Audit Events
Transformation Logic
Filter active records and aggregate by business date
Downstream Process
Risk committee package
KDE Link
KDE-2075

Risk and Controls

Validation Status
Draft
Validation Date
2023-07-15
SOX Relevant
No
Regulatory Relevant
Yes
Model Risk Relevant
Yes
Restricted Data
Open
Criticality Tier
1 - High

Lifecycle

Version
4
Active Date
2023-04-01
Sunset Date
Replacement Reference
N/A
Created Timestamp
2023-02-10 11:00:00
Updated Timestamp
2023-09-28 14:15:00